4.5 First version of the Gauss–Bonnet Theorem
We are now able to answer the question from the previous section.
Let \(\gamma : [0,L] \to M\) be a smooth simple closed unit speed curve of length \(L\) whose image is contained in \(F(U)\) for some local parametrisation \(F : U \to M.\) Let \(D\subset M\) denote the region enclosed by \(\gamma\) and assume that \(J\dot{\gamma}(t)\) points into the interior of \(D\) for all \(t \in [0,L].\) Then \[\int_0^L\kappa_g(t)\mathrm{d}t=2\pi-\int_DK\,d A,\] where \(\kappa_g\) denotes the geodesic curvature of \(\gamma\) and \(K\) the Gauss curvature of \(M.\)
The proof of the Gauss–Bonnet Theorem relies on Green’s theorem which we will prove in the study week 13 of this course.
Let \(p \in M\) and \(\vec{v}_p \in T_pM.\) Having a unit normal field \(N,\) we let \(J_p(\vec{v}_p)\) be the unique vector in \(T_pM\) so that \(\vec{v}_p\times J_p(\vec{v}_p)=N(p).\) The properties of the cross product imply that this defines a linear map \(J_p : T_pM \to T_pM\) which corresponds to “counter clockwise rotation by \(\pi/2\)”. In particular, \(J(\vec{v}_p)\) is orthogonal to \(\vec{v}_p,\) has the same length as \(\vec{v}_p\) and we have the formula \[N(p)\times \vec{v}_p=J(\vec{v}_p).\] In terms of \(J_p,\) the formula for the geodesic curvature thus becomes \[\kappa_g(t)=\left\langle \frac{\mathrm{D}\dot{\gamma}}{\mathrm{d}t}(t),J_{\gamma(t)}(\dot{\gamma}(t))\right\rangle,\] Notice that this precisely corresponds to the signed curvature of a unit speed curve (2.6), where the acceleration \(\ddot{\gamma}\) is replaced with the covariant derivative \(\frac{\mathrm{D}\dot{\gamma}}{\mathrm{d}t}\) of the velocity vector \(\dot{\gamma}.\)
Proof. In what follows, all identities hold for all \(t \in [0,L],\) we will however omit writing \(t\) each time to lighten notation. Since \(1=\langle Y,Y\rangle=\langle JY,JY\rangle,\) taking the time derivative implies \[\tag{4.18} \left\langle \frac{\mathrm{D}Y}{\mathrm{d}t},Y\right\rangle=0 \qquad \text{and} \qquad \left\langle \frac{\mathrm{D}JY}{\mathrm{d}t},JY\right\rangle=0.\] We also have \[\langle Y,JY\rangle=0\] and taking the time derivative again, this implies \[0=\left\langle \frac{\mathrm{D}Y}{\mathrm{d}t},JY\right\rangle+\left\langle Y,\frac{\mathrm{D}JY}{\mathrm{d}t}\right\rangle.\] Applying \(J\) to the left summand, we obtain \[\left\langle Y,\frac{\mathrm{D}JY}{\mathrm{d}t}\right\rangle=-\left\langle J\left(\frac{\mathrm{D}Y}{\mathrm{d}t}\right),J(JY)\right\rangle=\left\langle Y,J\left(\frac{\mathrm{D}Y}{\mathrm{d}t}\right)\right\rangle,\] where we use that \(J(JY)=-Y.\) We thus have \[\tag{4.19} 0=\left\langle Y,\frac{\mathrm{D}JY}{\mathrm{d}t}-J\left(\frac{\mathrm{D}Y}{\mathrm{d}t}\right)\right\rangle.\] Applying \(J\) to the first identity in (4.18) we also have \[0=\left \langle J\left(\frac{\mathrm{D}Y}{\mathrm{d}t}\right),JY\right\rangle\] Using the second identity in (4.18) we conclude \[\tag{4.20} 0=\left\langle JY,\frac{\mathrm{D}JY}{\mathrm{d}t}-J\left(\frac{\mathrm{D}Y}{\mathrm{d}t}\right)\right \rangle\] Since \(\{Y(t),JY(t)\}\) is a basis of \(T_{\gamma(t)}M\) for all \(t \in [0,L],\) (4.19) and (4.20) imply that the vector \[\frac{\mathrm{D}JY}{\mathrm{d}t}(t)-J_{\gamma(t)}\left(\frac{\mathrm{D}Y}{\mathrm{d}t}(t)\right)\] is orthogonal to all vectors of \(T_{\gamma(t)}M.\) Since \(\langle\cdot{,}\cdot\rangle_{\gamma(t)}\) is non-degenerate this implies the claim.
We also need:
Let \(F : U \to M\) be a local parametrisation of the surface \(M\subset \mathbb{R}^3\) with associated vector fields \(B_1,B_2\) on \(F(U)\subset M,\) \(X\) a smooth vector field on \(M\) and \(c : I \to U\) a smooth curve. Writing \(\gamma=F\circ c,\) we have \[\frac{\mathrm{D}X_{\gamma}}{\mathrm{d}t}=\frac{\mathrm{d}c^1}{\mathrm{d}t}(\nabla_{B_1}X)(\gamma)+\frac{\mathrm{d}c^2}{\mathrm{d}t}(\nabla_{B_2}X)(\gamma).\]
Let \(X_1,X_2,Y_1,Y_2 \in \mathfrak{X}(M)\) and \(f : M \to \mathbb{R}\) a smooth function. Then the covariant derivative satisfies:
\(\nabla_{X_1+X_2} Y_1=\nabla_{X_1}Y_1+\nabla_{X_2}Y_1\);
\(\nabla_{X_1}(Y_1+Y_2)=\nabla_{X_1}Y_1+\nabla_{X_2}Y_2\);
\(\nabla_{fX_1}Y_1=f\nabla_{X_1}Y_1\);
\(\nabla_{X_1}(fY_1)=f\nabla_{X_1}Y_{1}+\mathrm{d}f(X_1)Y_1.\)
Let \(M\subset \mathbb{R}^3\) be a surface and \(F : U \to M\) a local parametrisation of \(M\) with Christoffel symbols \(\Gamma^k_{ij} : U \to \mathbb{R}\) for \(i,j,k=1,2.\) Then on \(\operatorname{Im}(F)\subset M\) we obtain vector fields \(B_i\) for \(i=1,2\) defined by the rule \[B_i(F(q))=\left(\partial_i F(q)\right)_{F(q)}\] for all \(q \in U.\) For these vector fields we have \[(\nabla_{B_i}B_j)(F(q))=\Gamma^k_{ij}(q)B_k(F(q))\] for all \(q \in U\) and where we employ the summation convention.
Let \(\gamma : [0,L] \to M\) be a smooth simple closed unit speed curve of length \(L\) whose image is contained in \(F(U)\) for some local parametrisation \(F : U \to M.\) Let \(D\subset M\) denote the region enclosed by \(\gamma\) and assume that \(J\dot{\gamma}(t)\) points into the interior of \(D\) for all \(t \in [0,L].\) Then \[\int_0^L\kappa_g(t)\mathrm{d}t=2\pi-\int_DK\,d A,\] where \(\kappa_g\) denotes the geodesic curvature of \(\gamma\) and \(K\) the Gauss curvature of \(M.\)
Let \(Y : [0,L] \to M\) be a vector field along the curve \(\gamma : [0,L] \to M\) satisfying \(\langle Y(t),Y(t)\rangle=1\) for all \(t \in [0,L],\) then we have for all \(t \in [0,L]\) \[\tag{4.17} \frac{\mathrm{D}JY}{\mathrm{d}t}(t)=J_{\gamma(t)}\left(\frac{\mathrm{D}Y}{\mathrm{d}t}(t)\right),\] where \(J_{\gamma(t)}\) is defined as in Remark 4.28.
Let \(F : U \to M\) be a local parametrisation of the surface \(M\subset \mathbb{R}^3\) with associated vector fields \(B_1,B_2\) on \(F(U)\subset M,\) \(X\) a smooth vector field on \(M\) and \(c : I \to U\) a smooth curve. Writing \(\gamma=F\circ c,\) we have \[\frac{\mathrm{D}X_{\gamma}}{\mathrm{d}t}=\frac{\mathrm{d}c^1}{\mathrm{d}t}(\nabla_{B_1}X)(\gamma)+\frac{\mathrm{d}c^2}{\mathrm{d}t}(\nabla_{B_2}X)(\gamma).\]
Let \(F : U \to M\) be a local parametrisation of the surface \(M\subset \mathbb{R}^3\) with associated vector fields \(B_1,B_2\) on \(F(U)\subset M,\) \(X\) a smooth vector field on \(M\) and \(c : I \to U\) a smooth curve. Writing \(\gamma=F\circ c,\) we have \[\frac{\mathrm{D}X_{\gamma}}{\mathrm{d}t}=\frac{\mathrm{d}c^1}{\mathrm{d}t}(\nabla_{B_1}X)(\gamma)+\frac{\mathrm{d}c^2}{\mathrm{d}t}(\nabla_{B_2}X)(\gamma).\]
For a local parametrisation \(F : U \to M\) we have for all \(q \in U\) \[\mathcal{R}(B_i,B_j,B_k,B_r)(F(q))=R_{jikr}(q).\]
Let \(M\subset \mathbb{R}^3\) be a surface. The Gauss curvature of \(M\) does depend on the first fundamental form only and with respect to a choice of local parametrisation \(F : U \to M\) we have for all \(q \in U\) \[K(F(q))=\frac{R_{1212}(q)}{\det g(q)}.\]
Show that the functions \(R_{ijkl}\) satisfy the following symmetries \[R_{ijkl}=-R_{jikl}=-R_{ijlk}=R_{klij}.\] Hint: Use the Gauss equations (4.4).
Let \(\gamma : [0,L] \to \mathbb{R}^2\) be a smooth unit speed curve that is simple and closed. Then its rotation index is \(\pm 1.\)
4.6 Second version of the Gauss–Bonnet Theorem
Recall that one of the fundamental theorems of elementary geometry states that the sum of the interior angles of a triangle equals \(\pi.\) A triangle consists of three distinct points (often called vertices) in the plane \(\mathbb{R}^2\) which are connected by segments of straight lines (often called edges). In the context of a surface \(M\subset \mathbb{R}^3,\) the notion of a straight line is replaced by the notion of a geodesic. This leads to the notion of a geodesic triangle.
A geodesic triangle \(\partial\Delta\) on an oriented surface \(M\subset \mathbb{R}^3\) consists of three distinct points \(p_1,p_2,p_3 \in M\) connected by segments of geodesics. That is, there exist geodesics \(\gamma_i : [0,\ell_i] \to M\) with \(\gamma_i(0)=p_i\) and \(\gamma_i(\ell_i)=p_{i+1}\) (with the convention that \(p_4=p_1\)). Furthermore, \(\gamma_i : [0,\ell_i] \to M\) is assumed to be injective.
We define the exterior angle at \(p_i\) to be the angle between the vectors \(\dot{\gamma}_{i-1}(\ell_{i-1})\) and \(\dot{\gamma}_{i}(0)\) with the convention \(\gamma_0=\gamma_3\) and \(\ell_0=\ell_3.\) The exterior angle is negative when \(\dot{\gamma}_{i-1}(\ell_{i-1}) \times \dot{\gamma}_i(0)\) is a negative multiple of \(N(p_i).\) Here and henceforth we always assume that \(-\pi<\vartheta_i<\pi.\) The interior angle \(\alpha_i\) at \(p_i\) is then defined to be \(\alpha_i=\pi-\vartheta_i.\)
On \(S^2\subset \mathbb{R}^3\) we consider a octant, that is, the region enclosed by a geodesic triangle with \(p_1=(1,0,0),\) \(p_2=(0,1,0)\) and \(p_3=(0,0,1).\) Here we may take geodesics \[\begin{aligned} \gamma_1(t) &: [0,\pi/2] \to S^2,\qquad &t&\mapsto \cos(t)p_1+\sin(t)p_2,\\ \gamma_{2}(t) &: [0,\pi/2] \to S^2, \qquad &t&\mapsto \cos(t)p_2+\sin(t)p_3,\\ \gamma_{3}(t)& : [0,\pi/2] \to S^2,\qquad &t& \mapsto\cos(t)p_3+\sin(t)p_1. \end{aligned}\] It follows with a simple calculation that \(\alpha_1=\alpha_2=\alpha_3=\pi/2\) so that \[\alpha_1+\alpha_2+\alpha_3=\frac{3\pi}{2}>\pi.\]
For a geodesic triangle \(\partial \Delta\) it is thus not true anymore that the sum of interior angles is always \(\pi.\) It is natural to guess that the angle deficit between \(\pi\) and the sum of interior angles is related to the curvature of the enclosed region \(\Delta.\) This suggests to look into a version of the Gauss–Bonnet Theorem for curves \(\gamma\) that are only piecewise smooth. Roughly speaking, these are curves that are smooth except for finitely many exception points, called corners.
A curve \(\gamma : [a,b] \to M\) is called piecewise smooth if there exists \(k \in \mathbb{N}\) and times \(a=T_0<T_1<\cdots <T_k=b\) so that \(\gamma|_{[T_i,T_{i+1}]} : [T_i,T_{i+1}] \to M\) is smooth.
Notice that if \(\gamma : [a,b] \to M\) is a geodesic and \(\varphi : \mathbb{R}\to \mathbb{R}\) a smooth parameter of the form \(\varphi(t)=st+t_0\) for real numbers \(s,t_0,\) then \(\gamma\circ \varphi\) is also a geodesic.
We define the exterior angle at the corner of a piecewise smooth curve as in the case of a geodesic triangle.
A geodesic triangle may be thought of as a piecewise smooth curve.
We now have:
Let \(\gamma : [0,L] \to M\) be a simple closed unit speed curve of length \(L\) which is piecewise smooth with exterior angles \(\vartheta_1,\ldots,\vartheta_k\) at the corners \(p_1,\ldots,p_k\) of \(\gamma\) and whose image is contained in \(F(U)\) for some local parametrisation \(F : U \to M.\) Let \(D\) denote the region enclosed by \(\gamma\) and assume that \(J\dot{\gamma}(t)\) points into the interior of \(D\) for all \(t \in [0,L]\) with the exception of the corner points. Then \[\int_0^L k_g(t)\mathrm{d}t+\sum_{i=1}^k \vartheta_i=2\pi-\int_D K d A,\] where \(k_g\) denotes the geodesic curvature of \(\gamma\) and \(K\) the Gauss curvature of \(M.\)
This version of the Gauss–Bonnet Theorem implies:
Let \(\partial\Delta \subset F(U)\) be a geodesic triangle enclosing the region \(D\subset M\) and let \(\alpha_i\) denote the interior angle at the corner \(p_i of \partial \Delta,\) where \(i=1,2,3.\) Then \[\alpha_1+\alpha_2+\alpha_3=\pi+\int_D K dA.\]
Let \(\gamma : [0,L] \to M\) be a simple closed unit speed curve of length \(L\) which is piecewise smooth with exterior angles \(\vartheta_1,\ldots,\vartheta_k\) at the corners \(p_1,\ldots,p_k\) of \(\gamma\) and whose image is contained in \(F(U)\) for some local parametrisation \(F : U \to M.\) Let \(D\) denote the region enclosed by \(\gamma\) and assume that \(J\dot{\gamma}(t)\) points into the interior of \(D\) for all \(t \in [0,L]\) with the exception of the corner points. Then \[\int_0^L k_g(t)\mathrm{d}t+\sum_{i=1}^k \vartheta_i=2\pi-\int_D K d A,\] where \(k_g\) denotes the geodesic curvature of \(\gamma\) and \(K\) the Gauss curvature of \(M.\)
Let \(\gamma : [0,L] \to M\) be a simple closed unit speed curve of length \(L\) which is piecewise smooth with exterior angles \(\vartheta_1,\ldots,\vartheta_k\) at the corners \(p_1,\ldots,p_k\) of \(\gamma\) and whose image is contained in \(F(U)\) for some local parametrisation \(F : U \to M.\) Let \(D\) denote the region enclosed by \(\gamma\) and assume that \(J\dot{\gamma}(t)\) points into the interior of \(D\) for all \(t \in [0,L]\) with the exception of the corner points. Then \[\int_0^L k_g(t)\mathrm{d}t+\sum_{i=1}^k \vartheta_i=2\pi-\int_D K d A,\] where \(k_g\) denotes the geodesic curvature of \(\gamma\) and \(K\) the Gauss curvature of \(M.\)
Let \(\gamma : [0,L] \to M\) be a smooth simple closed unit speed curve of length \(L\) whose image is contained in \(F(U)\) for some local parametrisation \(F : U \to M.\) Let \(D\subset M\) denote the region enclosed by \(\gamma\) and assume that \(J\dot{\gamma}(t)\) points into the interior of \(D\) for all \(t \in [0,L].\) Then \[\int_0^L\kappa_g(t)\mathrm{d}t=2\pi-\int_DK\,d A,\] where \(\kappa_g\) denotes the geodesic curvature of \(\gamma\) and \(K\) the Gauss curvature of \(M.\)
Let \(\gamma : [0,L] \to M\) be a smooth simple closed unit speed curve of length \(L\) whose image is contained in \(F(U)\) for some local parametrisation \(F : U \to M.\) Let \(D\subset M\) denote the region enclosed by \(\gamma\) and assume that \(J\dot{\gamma}(t)\) points into the interior of \(D\) for all \(t \in [0,L].\) Then \[\int_0^L\kappa_g(t)\mathrm{d}t=2\pi-\int_DK\,d A,\] where \(\kappa_g\) denotes the geodesic curvature of \(\gamma\) and \(K\) the Gauss curvature of \(M.\)
On \(S^2\subset \mathbb{R}^3\) we consider a octant, that is, the region enclosed by a geodesic triangle with \(p_1=(1,0,0),\) \(p_2=(0,1,0)\) and \(p_3=(0,0,1).\) Here we may take geodesics \[\begin{aligned} \gamma_1(t) &: [0,\pi/2] \to S^2,\qquad &t&\mapsto \cos(t)p_1+\sin(t)p_2,\\ \gamma_{2}(t) &: [0,\pi/2] \to S^2, \qquad &t&\mapsto \cos(t)p_2+\sin(t)p_3,\\ \gamma_{3}(t)& : [0,\pi/2] \to S^2,\qquad &t& \mapsto\cos(t)p_3+\sin(t)p_1. \end{aligned}\] It follows with a simple calculation that \(\alpha_1=\alpha_2=\alpha_3=\pi/2\) so that \[\alpha_1+\alpha_2+\alpha_3=\frac{3\pi}{2}>\pi.\]
On \(S^2\subset \mathbb{R}^3\) we consider a octant, that is, the region enclosed by a geodesic triangle with \(p_1=(1,0,0),\) \(p_2=(0,1,0)\) and \(p_3=(0,0,1).\) Here we may take geodesics \[\begin{aligned} \gamma_1(t) &: [0,\pi/2] \to S^2,\qquad &t&\mapsto \cos(t)p_1+\sin(t)p_2,\\ \gamma_{2}(t) &: [0,\pi/2] \to S^2, \qquad &t&\mapsto \cos(t)p_2+\sin(t)p_3,\\ \gamma_{3}(t)& : [0,\pi/2] \to S^2,\qquad &t& \mapsto\cos(t)p_3+\sin(t)p_1. \end{aligned}\] It follows with a simple calculation that \(\alpha_1=\alpha_2=\alpha_3=\pi/2\) so that \[\alpha_1+\alpha_2+\alpha_3=\frac{3\pi}{2}>\pi.\]
Let \(M=S^2\) be the \(2\)-sphere of radius \(1\) and take \(f : S^2 \to \mathbb{R}\) to be the function assuming the value \(1\) everywhere. For the parametrisation \(F : U \to S^2\subset \mathbb{R}^3\) from Example 3.55 with \(U=(0,2\pi)\times (-\pi/2,\pi/2)\) we computed \[g(q)=\begin{pmatrix} \cos(v)^2 & 0 \\ 0 & 1 \end{pmatrix}.\] where \(q=(u,v).\) Since \(\cos(v)> 0\) for \(v \in (-\pi/2,\pi/2)\) we thus obtain \[\begin{aligned} \int_{F(U)}d A&=\int_U\cos(v)d \mu=\int_0^{2\pi}\left(\int_{-\pi/2}^{\pi/2}\cos(v)\mathrm{d}v\right)\mathrm{d}u\\ &=\int_0^{2\pi}\sin(v)\Big|^{\pi/2}_{-\pi/2}\mathrm{d}u=\int_{0}^{2\pi} 2 \mathrm{d}u=4\pi. \end{aligned}\]
Use the Gauss–Bonnet theorem to conclude that on a surface \(M\) with \(K(p)<0\) two geodesics \(\gamma_1 : [0,L_1] \to M\) and \(\gamma_2 : [0,L_2] \to M\) can intersect in at most one point.